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Master SMC & Order Flow Trading for Futures
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Workbook

Risk Management Workbook

Master the Math Behind Profitable Trading

🧮 40+ Calculations
📊 Real-World Scenarios
✅ Answer Keys Included

📐 Essential Formulas Reference

Position Sizing

Dollar Risk = Account × Risk%

Position Size = Dollar Risk ÷ (SL Distance × $/point)

Risk:Reward

R:R = (TP – Entry) ÷ (Entry – SL)

or R:R = Reward ÷ Risk

Expectancy

E = (Win% × Avg Win) – (Loss% × Avg Loss)

or E = (WR × RR) – (1 – WR)

Recovery

Recovery % = Loss% ÷ (100% – Loss%)

e.g., 50% loss needs 100% gain

📊 Section 1: Position Sizing Exercises

Exercise 1.1: Basic Position Sizing – Forex

Calculate the correct position size for each forex trade.

Trade #1: EUR/USD

  • Account: $10,000
  • Risk per trade: 1%
  • Entry: 1.0850
  • Stop Loss: 1.0820
  • Pip value (standard lot): $10/pip

Step 1 – Dollar Risk: $_______ = $10,000 × 1%

Step 2 – Pip Risk: _______ pips = 1.0850 – 1.0820

Step 3 – Dollar per Pip Risk: $_______

Position Size: _______ lots

Trade #2: GBP/JPY

  • Account: $25,000
  • Risk per trade: 0.5%
  • Entry: 188.50
  • Stop Loss: 189.00
  • Pip value (standard lot): $6.50/pip

Dollar Risk: $_______

Pip Risk: _______ pips

Position Size: _______ lots

Trade #3: USD/CAD

  • Account: $5,000
  • Risk per trade: 2%
  • Entry: 1.3650
  • Stop Loss: 1.3700
  • Pip value (standard lot): $7.30/pip

Dollar Risk: $_______

Pip Risk: _______ pips

Position Size: _______ lots

Exercise 1.2: Position Sizing – Futures

Calculate position size for futures contracts.

Trade #1: E-mini S&P 500 (ES)

  • Account: $50,000
  • Risk per trade: 1%
  • Entry: 5,120
  • Stop Loss: 5,105
  • Contract value: $50/point

Dollar Risk: $_______

Point Risk: _______ points

Dollar per Contract Risk: $_______ × _______ = $_______

Position Size: _______ contracts

Trade #2: Micro Nasdaq (MNQ)

  • Account: $10,000
  • Risk per trade: 1.5%
  • Entry: 18,450
  • Stop Loss: 18,400
  • Contract value: $2/point

Dollar Risk: $_______

Point Risk: _______ points

Position Size: _______ contracts

Trade #3: Gold Futures (GC)

  • Account: $100,000
  • Risk per trade: 0.5%
  • Entry: 2,050
  • Stop Loss: 2,042
  • Contract value: $100/point

Dollar Risk: $_______

Point Risk: _______ points

Position Size: _______ contracts

Exercise 1.3: Position Sizing – Crypto

Calculate position size for cryptocurrency trades.

Trade #1: BTC Spot

  • Account: $20,000
  • Risk per trade: 2%
  • Entry: $62,000
  • Stop Loss: $60,500

Dollar Risk: $_______

% Distance to SL: _______%

Position Value: $_______ = $400 ÷ ____%

BTC Amount: _______ BTC

Trade #2: ETH with Leverage (10x)

  • Account: $5,000
  • Risk per trade: 1%
  • Entry: $3,200
  • Stop Loss: $3,150
  • Leverage: 10x

Dollar Risk: $_______

% Move to SL: _______% (unleveraged)

Effective % with 10x: _______%

Position Value (leveraged): $_______

Margin Required: $_______

⚖️ Section 2: Risk:Reward Exercises

Exercise 2.1: Calculate R:R

Calculate the Risk:Reward ratio for each trade.

#EntrySLTPRiskRewardR:R
110095115_______________
2505244_______________
31.08501.08201.0940_______________
418,50018,45018,650_______________
52,0482,0552,027_______________

Exercise 2.2: Find the Target

Calculate the target price needed to achieve the required R:R.

Trade #1 (Long): Entry: 100 | SL: 95 | Required R:R: 1:3

Risk = _____ | Reward needed = _____ × 3 = _____ | TP = _____

Trade #2 (Short): Entry: 2,050 | SL: 2,062 | Required R:R: 1:2.5

Risk = _____ | Reward needed = _____ | TP = _____

Trade #3 (Long): Entry: 62,000 | SL: 60,000 | Required R:R: 1:4

Risk = _____ | Reward needed = _____ | TP = _____

Exercise 2.3: Partial Take Profits

Calculate the blended R:R when taking partial profits.

Trade Setup:

  • Entry: 100
  • Stop Loss: 95 (5 points risk)
  • Position: 4 contracts
  • TP1: 110 – Close 2 contracts (50%)
  • TP2: 120 – Close remaining 2 contracts

TP1 Profit: 2 contracts × _____ points = _____ points

TP2 Profit: 2 contracts × _____ points = _____ points

Total Profit: _____ points

Total Risk: 4 contracts × 5 points = _____ points

Blended R:R = _____ : _____

📈 Section 3: Expectancy Exercises

Exercise 3.1: Calculate Expectancy

Calculate the expectancy (expected value per trade) for each system.

System A:

  • Win Rate: 60%
  • Average Win: $200
  • Average Loss: $100

E = (0.60 × $200) – (0.40 × $100)

E = $_____ – $_____ = $_____

System B:

  • Win Rate: 35%
  • Average Win: $400
  • Average Loss: $100

E = (_____ × $_____) – (_____ × $_____)

E = $_____ – $_____ = $_____

System C:

  • Win Rate: 70%
  • Average Win: $80
  • Average Loss: $150

E = (_____ × $_____) – (_____ × $_____)

E = $_____ – $_____ = $_____

Is this system profitable? _____

Exercise 3.2: Required Win Rate

Calculate the minimum win rate needed to break even at different R:R ratios.

Formula: Break-even Win Rate = 1 ÷ (1 + R:R)

R:R RatioCalculationMin Win Rate
1:11 ÷ (1 + 1) = 1 ÷ 2_____%
1:21 ÷ (1 + 2) = 1 ÷ 3_____%
1:3________________%
1:4________________%
1:5________________%

Exercise 3.3: Compare Trading Systems

Which system would you choose and why?

MetricSystem ASystem B
Win Rate55%40%
Average R:R1:1.51:3
Trades/Month208
Risk/Trade1%1%

System A Expectancy: _____R per trade

System A Monthly: _____ trades × _____R = _____R

System A Monthly %: _____% (on $10K = $_____)

System B Expectancy: _____R per trade

System B Monthly: _____ trades × _____R = _____R

System B Monthly %: _____% (on $10K = $_____)

Better System: _____ | Why? _____________________

📉 Section 4: Drawdown & Recovery Exercises

Exercise 4.1: Recovery Requirements

Calculate how much gain is needed to recover from each drawdown.

Formula: Recovery % = Loss% ÷ (100% – Loss%)

DrawdownAccount AfterNeed to Recover% Gain Required
10%$9,000$1,000_____%
20%$8,000$2,000_____%
30%$_____$__________%
50%$_____$__________%
75%$_____$__________%

Exercise 4.2: Losing Streak Impact

Calculate account impact of consecutive losses at different risk levels.

Starting Account: $10,000

Note: Each loss is calculated on the current balance (compounding)

Losses1% Risk2% Risk5% Risk
5 losses$_____$_____$_____
10 losses$_____$_____$_____
15 losses$_____$_____$_____
20 losses$_____$_____$_____

Key Insight: What’s the maximum consecutive losses you can handle at each risk level before 25% drawdown?

1% Risk: _____ losses | 2% Risk: _____ losses | 5% Risk: _____ losses

🎮 Section 5: Real Trading Scenarios

Scenario 5.1: Complete Trade Calculation

Calculate all risk parameters for this trade.

You’ve identified the following setup:

  • Market: Nasdaq (NQ Futures)
  • Account: $25,000
  • Risk Rule: 1% per trade
  • H4 Bullish OB: 18,380 – 18,420
  • Planned Entry: 18,400 (middle of OB)
  • Stop Loss: 18,350 (below OB + buffer)
  • Target 1: 18,550 (PDH)
  • Target 2: 18,700 (Weekly High)
  • Contract: E-mini NQ ($20/point)

Calculate:

1. Dollar Risk:

$25,000 × 1% = $_______

2. Point Risk:

18,400 – 18,350 = _______ points

3. Position Size:

$_______ ÷ (_______ × $20) = _______ contracts

4. R:R to Target 1:

(18,550 – 18,400) ÷ (18,400 – 18,350) = _______ ÷ _______ = 1:_______

5. R:R to Target 2:

(18,700 – 18,400) ÷ _______ = 1:_______

6. Dollar Profit at TP1:

_______ points × $20 × _______ contracts = $_______

7. Dollar Profit at TP2:

_______ points × $20 × _______ contracts = $_______

8. Account % Gain at TP2:

$_______ ÷ $25,000 = _______%

📝 Answer Key

⚠️ Complete All Calculations First!

The math skills you build here will protect your capital. Work through each problem before checking.

📊 Section 1: Position Sizing Answers

1.1 Trade #1: $100 risk | 30 pips | $3.33/pip needed | 0.33 lots

1.1 Trade #2: $125 risk | 50 pips | $2.50/pip needed | 0.38 lots

1.1 Trade #3: $100 risk | 50 pips | $2/pip needed | 0.27 lots

1.2 Trade #1: $500 risk | 15 pts | $750/contract | 0.67 contracts (round to 0 or 1)

1.2 Trade #2: $150 risk | 50 pts | $100/contract | 1.5 contracts

1.2 Trade #3: $500 risk | 8 pts | $800/contract | 0.625 contracts

1.3 Trade #1: $400 risk | 2.42% to SL | $16,528 position | 0.267 BTC

1.3 Trade #2: $50 risk | 1.56% move | 15.6% with 10x | $320 position | $32 margin

⚖️ Section 2: Risk:Reward Answers

2.1: #1: R=5, Rwd=15, 1:3 | #2: R=2, Rwd=6, 1:3 | #3: R=30pips, Rwd=90pips, 1:3 | #4: R=50, Rwd=150, 1:3 | #5: R=7, Rwd=21, 1:3

2.2: #1: Risk=5, Reward=15, TP=115 | #2: Risk=12, Reward=30, TP=2020 | #3: Risk=2000, Reward=8000, TP=70,000

2.3: TP1=20pts, TP2=40pts | 2×10=20, 2×20=40 | Total=60pts | Risk=20pts | Blended R:R=1:3

📈 Section 3: Expectancy Answers

3.1: A: $120-$40=$80 | B: $140-$65=$75 | C: $56-$45=$11 (barely profitable, risky)

3.2: 1:1=50% | 1:2=33.3% | 1:3=25% | 1:4=20% | 1:5=16.7%

3.3: A: 0.55×1.5-0.45=0.375R×20=7.5R (7.5%) | B: 0.4×3-0.6=0.6R×8=4.8R (4.8%) | A is better due to more trades

📉 Section 4: Drawdown Answers

4.1: 10%→11.1% | 20%→25% | 30%→$7K,$3K,42.9% | 50%→$5K,$5K,100% | 75%→$2.5K,$7.5K,300%

4.2 (approx): 1%: 5L=$9,510, 10L=$9,044, 15L=$8,601, 20L=$8,179 | 2%: 5L=$9,039, 10L=$8,171, 15L=$7,386, 20L=$6,676 | 5%: 5L=$7,738, 10L=$5,987, 15L=$4,633, 20L=$3,585

Max losses before 25% DD: 1%=~29 | 2%=~14 | 5%=~6

🎮 Section 5: Scenario Answers

5.1:

1. $250 risk

2. 50 points

3. $250÷(50×$20)=$250÷$1000=0.25 contracts (round to 0, need bigger account or tighter SL)

4. 150÷50=1:3

5. 300÷50=1:6

6. Would be 150×$20×0.25=$750 (but can’t trade 0.25, so $0 or $750-$3000 with 1 contract)

7. 300×$20×1=$6000 with 1 contract

8. If using 1 contract: $6000÷$25000=24% (but risking $1000=4%)

Note: This shows why proper position sizing matters – with these parameters you either skip the trade or accept higher risk.